Wall Street compliance officer featured on latest HarbertPodcast

John H. Roth, vice president and chief compliance officer for Nassau Financial Group, discusses the value of ethical conduct for employees of financial firms. Roth graduated from the Harbert College of Business in 1998 with a bachelor’s degree in finance and a variety of leadership positions on his resume, including treasurer of the Student Government Association.

The latest episode of HarbertPodcast can be found here or streamed on Apple or Spotify podcasts.